Fixed Income / Collateral
Trade Capture and Reconciliation
- Trade capture, allocation and Margin Call Proess for Shoken entity with Japanese and Foreign markets for Japanese clients and brokers.
- Ensure STP flow from front-to-back systems.
- Check termsheets, client / brokers confirmations against FO booking and solve any discrepancy.
- Verify and send confirmations/statement to clients.
·Reconciliation of booking/ positions/ market data.
·Monitoring and processing of Life Cycle Events, Coupon, dividend, corporate action, monthly billing etc.
Settlement monitoring
- Liaise with local and global settlement teams to ensure smooth settlements.
- For offshore settling bonds (London, Paris, New York), establish working connections with the Back Office teams in other locations in order to ensure smooth settlement.
- For US Treasury, MBS and other US specific products, oversight the whole workflow for smooth process and settlement for Japanese clients.
·Confirm cash and margin /collateral payments with clients and monitor released instructions.
New Business setup
·Work closely with the front office in Japan and clients in order to facilitate the implementation of new Business.
· Follow up static data maintenance for new clients and new issue products.
Client Support
· Respond to indirect/direct inquiries from the client for fixed income and collateral management area by working closely with relevant Middle Office teams as well as various Back Office teams, IT, Collateral Management team in India, Front Office, Finance and etc.
Reporting
·Ensure accuracy of regulatory reporting or legal ledger such as Baikai report, Prop/Agency flag amendments, other JSDA reports, etc.
All
· Detect potential issues predictively and setup robust processes with appropriate controls.
·Cooperate with IT to implement new systems and system enhancements to fulfill various needs relating to business, regulations, controls and efficiencies.
·Promote cross product coverage and expertise to flexibly work within the team.
·Ensure to escalate any irregular events or exceptions to management in a timely manner.
·Work closely with relevant Middle Office teams as well as various Back Office teams, IT, Collateral Management team in India, Front Office, Finance and etc.
