Position Purpose
The main purpose for KYC officer is to act favorably with respect to any client onboarding, file review or recertification which is including
- Generally, manage the KYC file
- Monitors the file completion and the integrity of information.
Responsibilities
- Conduct client on-boarding/re-certification KYC due diligence and ensure the completeness and quality of required documentations are in accordance with applicable policies and regulatory requirements.
- Continually provide feedback to counter parties on Police and Procedure as needed for the handling of client on-boarding/re-certification matters.
- Manage client on-boarding/re-certification TAT or deadline are being met to ensure no overdue cases occurred.
- Work cooperatively with Risk/Legal/Compliance to evaluate the risks associated with new and existing client through KYC due diligence review to include recommendation of the risk mitigation action.
- Ensure that any data input in the system is dealt with in a timely manner and in the correct and consistent format
- Perform any other related duties as required or assigned.
Technical & Behavioral Competencies
- Good knowledge and experience in WM KYC related field
- Ensure the compliance with bank’s internal procedures and regulatory requirements
- Good coordinating ability and communication skill
- Work independently
Specific Qualifications (if required)
- Trust license is required
- At least 2 years related working experience
- Well knowledge of Taiwan regulation/guideline
