Markets Activities Auditor

Position Purpose: 

• To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables
• To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees.
• To follow through with auditee on implementation of recommendations

Responsibilities:

Direct Responsibilities

1. Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)

• Contribute to the planning and preparation of the assignment e.g. understanding the methodology to be applied, acquiring a high level knowledge of the activities to be covered, gathering relevant key figures, etc.
• Develop a thorough understanding of the activities within the scope of the assignment, its strategy and governance, and the related risks.
• Evaluate the overall setup and identify the main areas of risk (including a comprehensive assessment of the management actions).
• Recommend appropriate actions to the management in order to remediate the identified weaknesses.
• Formalize the results of the assignment investigations and contribute to the production of the assignment deliverables.
• Present the conclusions of the assignment fieldwork to the senior management.

2. Review the implementation of the Inspection Générale recommendations

• Perform a periodic and comprehensive risk assessment of the Markets Activities as per the Group guidelines.
• Keep abreast of change/new development of regulatory requirements that are relevant to Markets Activities and related functions.
• Assist in the elaboration of the Markets Activities audit planning following a risk-based approach.

Contributing Responsibilities

• Contribute to the improvement of the Inspection Générale practices through the elaboration and update of our methodologies.