BNP Paribas CIB, a subsidiary of the BNP Paribas group, is one of Europe's leading providers of custody services for securities.
The Luxembourg branch plays a major part in its operations, offering clients high value-added services extending from custody to securities lending, fund administration, performance measurement and ratings, and bond issuance services.
To support its current growth, BNP Paribas CIB is looking for a:
Officer in charge of Compliance Protection of Clients Interests and Outsourcing activities (M/F)
Permanent Position
REPORTING LINES
:
Hierarchical reporting to the Chief Compliance Officer
INTERACTIONS
:
Evolving in a dynamic environment, the Officer will interact with various parties internal or external to the Bank (Management, Compliance Officers, Business teams, Compliance Domains, Compliance Control Officer, Internal/external auditors or inspectors)
ACTIVITIES:
The Officer in charge will be responsible for the following activities:
- Protection of interests of Clients and Investors including complaint handling, marketing, late trading and conflicts of interests in a second line of defence.
- Supervision of the MiFID framework and its implementation.
- Assessments of the products and services approval.
- Support in the Compliance oversight of the Depositary Bank.
- Execution of Independent Testing and oversight controls.
- Management of various risk assessments and reporting of the Compliance function.
- Contribution to relevant Compliance projects.
- Coordination of ad hoc missions (IG, Regulator, Auditors).
- Monitoring and update of Outsourcing Arrangements.
- Support to the Compliance Function.
SOFT SKILLS:
- Excellent analytical and creative skills,
- Pragmatic and autonomous,
- Synthesis spirit
- Client focus
- Risk awareness and discretion,
- Communication skills and team spirit.
KNOWLEDGE:
- Knowledge of the bank, its business lines and their specific characteristics;
- Knowledge of the bank control framework;
- Understanding of the main Compliance fundamentals in the field of AML/CTF, MiFID, client and investor protection.
- Experience in supporting tools and managing projects.
- Good command of office tools (Word, Excel, Access, Powerpoint) and perfect knowledge of xls facilitating data manipulation.
- Languages: proficiency in English and French.
During the finalization of the recruitment process, the preselected candidate will be asked to provide us an extract from his/her criminal record dated less than 3 months (record N°3 for Luxembourg), according to the dispositions of the law from July 23 2016 concerning the criminal record.
