As the BNP Paribas Compliance Transformation progresses, the role of Regulatory Office Compliance Officers will evolve in line with the new Compliance operating model.
Regulatory Office Compliance Officer Vietnam provides reasonable assurance with respect of applicable laws and regulations within the territory.
Responsibilities
Regulatory Office (RO)
He/she is responsible for working on the regulatory watch and updating procedures relating to regulatory guidelines and rules. This includes:
- Disseminate and advise on regulatory updates to relevant parties.
- Assist the Head of Compliance for the territory in projects involving regulatory consultations, review, etc.
- Assist the Head of Compliance for the territory in regulatory compliance and regulatory relationship matters with the regulators, industry associations and other external parties.
He/she works in close cooperation with Head of Compliance to provide timely and accurate regulatory submissions in terms of surveys, consultations, etc.
Coordinate/ monitor of reports required by Central bank that need across BNPP departments to involve.
Scan the new local regulations, log in the management sheet and filling
Support to collect documents evidence for conducting Control plan.
Disseminate regulators’ requirement for ad-hoc report or basic/simple reminder/notices
Manage ref. no. of outgoing correspondence letters
Manage expired procedures for review/update
Input the implementation paths for all procedures
Draft letters/response letters to SBV, the Court, Tax Dept., Custom Dept. (on client information)
Other tasks assigned by Head of Compliance
Key Interaction
Compliance Vietnam Team
Other Business Lines/ Functions within Vietnam
Technical and Behavioral Competencies required
Technical skills
General knowledge of applicable local regulatory framework and its evolutions
Knowledge of Compliance issues and challenges specific to his/her territory
Knowledge of the Bank (processes, products, clients…)
Legal culture and literacy
Soft skills
Integrity
Accuracy
Directing in a positive way (hold one's positions in complex circumstances)
Self-confidence (independent mindset)
Ability to learn (curiosity)
Client focus
Vision
Decision-making skills
Impact
Acting with perspective
Developing others
Experience and Qualifications required
University graduate with major in Business Administration, Legal, Finance or Accounting.
Banking and/or regulatory experience is a plus
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
