Head of Compliance, Cardif Japan
Assignment
- Ensures the respect of regulatory and Group's obligations regarding Compliance within his/her scope of responsibilities (Business Line and Country)
- Provides reasonable assurance to Head of Compliance, Cardif Asia and Head of local Business Line
- Manages generalist and/or specialist Compliance Officers
Main Missions
- Provides reasonable assurance towards governance bodies, compliance group and regulators on the compliance of the entity's operations/activities with laws and regulations and ensures action plans are implemented to correct possible weaknesses
- Makes Compliance decisions on files and issues reported by his/her teams and by the Business Lines of his/her scope of responsibilities in accordance with the Compliance decision making procedures by exercising his/her delegation right when appropriate
- Drives the change required within the Compliance in interaction with the business / country / domain
- Establishes an appropriate governance to manage risk of non-compliance
- Leads, manages and supports Compliance teams, including on budget issues
- Defines how Compliance rules will be adapted /implemented in coordination with the Business Line / country / domain Controls the effective implementation of Compliance rules
- Ensures the interface between the Business Line, regulatory authorities and/or the Regional and Head office Compliance
- Provides compliance related support and guidance to Business Line / country / domain teams
- Represents the Compliance Function in Business Line's Management Bodies on his/her scope of responsibility
Job skills and / or technical skills
- Familiar with the BNP Paribas Organisation as well as Business Organisation,
- Strong Compliance Knowledge particularly from the perspective of Insurance business, professional on the requirements of Financial securities and Client interest protections
- Excellent understanding of regulatory requirements including but not limited to the local and international standards
Behavioural skills and / or managerial
- Independent decision maker
- Personal Impact/Ability to influence
- Organisational Skills
- Ability to share/pass on knowledge
Transversal skills
- Ability to understand, explain and support/adapt to change
- Strong Analytical Ability
- Ability to anticipate business/strategic evolution
- Smooth communication with relevant counterparties
- Problem solving and responsiveness for timely management
Required Qualifications of Head of Compliance
- More than 12 years of professional compliance experience in Insurance and/or Banking Business
- More than 6 years of professional experience in Financial Security or Protection of clients interests
- Preferred for certificated staff in compliance
- Master Degree preferable, privileged in law or Finance/Banking or insurance major
