Responsibilities
Direct Responsibilities
1.Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management)
-Contribute to the planning and preparation of the assignment e.g. understanding the methodology to be applied, acquiring a high-level knowledge of the activities to be covered, gathering relevant key figures, etc.
-Develop a thorough understanding of the activities within the scope of the assignment, its strategy and governance, and the related risks.
-Evaluate the overall setup and identify the main areas of risk (including a comprehensive assessment of the management actions).
-Recommend appropriate actions to the management to remediate the identified weaknesses.
-Formalize the results of the assignment investigations and contribute to the production of the assignment deliverables.
-Present the conclusions of the assignment fieldwork to the senior management.
2.Review the implementation of the Inspection Générale recommendations
-Review and challenge the actions defined to remediate the weaknesses identified by the audit team through its assignments.
3.Contribute to the periodic risk assessment of Markets Activities and audit planning
-Perform a periodic and comprehensive risk assessment of the Markets Activities as per the Group guidelines.
-Keep abreast of change/new development of regulatory requirements that are relevant to Markets Activities and related functions.
-Assist in the elaboration of the Markets Activities audit planning following a risk-based approach.
4. Permanent Control Aspects
- Direct contribution to BNPP operational permanent control framework.
- Contribute to the implementation of operational permanent control policies and procedures in day-to-day business activities, such as Control Plan
- Comply with regulatory requirements and internal guidelines
- Contribute to the reporting of all incidents according to the Incident Management System
- Ensure audit recommendations are resolved within the specific timeline.
Contributing Responsibilities
Contribute to the improvement of the Inspection Générale practices through the elaboration and update of our methodologies.
Specific Qualifications (if required)
- Securities practitioner qualification is a must;
- Sound English proficiency;
- University degree in relevant areas (Banking, Economics, Finance, Risk Management, etc.).
- A minimum of 3 years’ professional experience in Markets Activities and/or related support or control functions (prior audit experiences are considered but are not specifically required).
