The bank for a changing world

Regional Head of Wealth Management Financial Security

Contract

Standard / Permanent

Location

SG-Singapore-Singapore

Job function

COMPLIANCE AND PERMANENT CONTROL

Reference

FUN000090

Position Purpose

Management of financial security risk through consistent application and enforcement of local regulatory requirements and Group standards across Wealth Management booking sites.

 

Key Responsibilities

  • To be point of contact to coordinate with Compliance function of APAC Financial Security.
  • To supervise and manage team in Singapore for the followings:
      • support implementation of projects and initiatives.
      • coordinate regulatory inspection and subsequent recommendations/issues follow up.
      • implement policies and procedures due to change of local laws and regulations.
      • identify and control financial security risks, implementing monitoring measures and control plan.
      • report to various stake holders requiring update on Financial Security matters via adhoc or periodic requests.
  • To review high risk accounts and transactions that are escalated by the team and make appropriate recommendation.
  • To advise Business and Functions on financial security issues.
  • To provide training to business and staff on financial security topics and promote compliance awareness and culture.
  • Keep abreast on new regulations impacting financial security and informing relevant stake holders.

 


Competencies (Technical / Behavioural)

  • Experience in people management and managing large teams.
  • Good knowledge of sanction and AML compliance framework.

 

Specific Qualifications Required

  • University degree.
  • At least 10 years experience in AML/Compliance
  • Compliance experience in wealth management is an advantageous.