The bank for a changing world

Regional Head of Wealth Management Financial Security


Standard / Permanent



Job function




Position Purpose

Management of financial security risk through consistent application and enforcement of local regulatory requirements and Group standards across Wealth Management booking sites.


Key Responsibilities

  • To be point of contact to coordinate with Compliance function of APAC Financial Security.
  • To supervise and manage team in Singapore for the followings:
      • support implementation of projects and initiatives.
      • coordinate regulatory inspection and subsequent recommendations/issues follow up.
      • implement policies and procedures due to change of local laws and regulations.
      • identify and control financial security risks, implementing monitoring measures and control plan.
      • report to various stake holders requiring update on Financial Security matters via adhoc or periodic requests.
  • To review high risk accounts and transactions that are escalated by the team and make appropriate recommendation.
  • To advise Business and Functions on financial security issues.
  • To provide training to business and staff on financial security topics and promote compliance awareness and culture.
  • Keep abreast on new regulations impacting financial security and informing relevant stake holders.


Competencies (Technical / Behavioural)

  • Experience in people management and managing large teams.
  • Good knowledge of sanction and AML compliance framework.


Specific Qualifications Required

  • University degree.
  • At least 10 years experience in AML/Compliance
  • Compliance experience in wealth management is an advantageous.