The bank for a changing world

Financial Security Compliance Officer

Contract

Standard / Permanent

Location

CN-31-Shanghai

Job function

COMPLIANCE AND PERMANENT CONTROL

Reference

COM000885

Job Responsibilities:

 

-       Report to Head of Financial Security & KYC Compliance China and serve as Financial Security compliance officer in providing compliance oversight and support covering all business activities;

-       Familiar with and keep abreast of changes in local AML regulatory requirements and Group FS policy, and disseminate any changed to affected businesses.

-       Advise all métiers in China on KYC standards with an ancillary FS monitoring role as well.

-       Monitor, identify, investigate and report suspicious activity and transaction, and escalate any material risk relevant information.

-       Advising all métiers and Client Management on CIB KYC standards, particularly in conjunction with the requirements of the China AML requirement and the European Directives.

-       Supporting the métiers on assessing and advising on KYC analysis for sensitive clients.

-       Acting as Level 3 SHINE compliance control in respect of sanctions violation alert management.

-       Conducting periodic Compliance and Control testing.

   


Job Requirements:

 

-       Well-versed with rules and regulations related to banking and financial institutions

-       Familiar with anti-money laundering process and procedures, including Sanctions & Embargoes requirements

-       Good understanding of banking operations, products and services

-       Good analytical, interpersonal and communication skills

-       Fluent in English and Mandarin.

-      

Good computer skills in MS Word, Excel, PowerPoint, Outlook

-       Degree holder in law, finance, accounting or related disciplines

-       Minimum 3 years of relevant AML Compliance/Operations experience in banking industry, preferably international banks