The bank for a changing world

Assistant Vice President – Operational and Technology Risk Analyst


Standard / Permanent


US-NY-New York

Job function




About BNP Paribas:
BNP Paribas Group
BNP Paribas has operations in 75 countries and boasts more than 185,000 employees, including approximately 145,000 in Europe. It ranks highly in its two core activities: Retail Banking & Services (comprised of Domestic Markets and International Financial Services) and Corporate & Institutional Banking. In Europe, the Group has four domestic markets (Belgium, France, Italy and Luxembourg) and BNP Paribas Personal Finance is the leader in consumer lending. BNP Paribas is rolling out its integrated retail banking model across Mediterranean basin countries, in Turkey, in Eastern Europe and a large network in the western part of the United States. In its Corporate & Institutional Banking and International Financial Services activities, BNP Paribas also enjoys top positions in Europe, a strong presence in the Americas and solid and fast-growing businesses in Asia-Pacific.

About BNP Paribas Corporate and Institutional Banking
Fully integrated in the BNP Paribas Group, BNP Paribas Corporate and Institutional Banking (CIB) is a leading provider of solutions to two client franchises: corporates and institutionals, and operates across EMEA (Europe Middle East Africa), APAC (Asia Pacific) and the Americas. The bank is a global leader in Debt Capital Markets and Derivatives. It is a top European house in Equity Capital Markets and it has leading franchises in Specialized Financing. In Securities Services, it is a top five House worldwide. BNP Paribas CIB strives to service the global economy by providing solutions to its clients in financing (ECM, DCM, specialized financing), flow banking (trade finance and cash management), financial advisory (M&A, project finance), global markets (interest rates, credit, foreign exchange, equity derivatives), risk management, and securities services.
Business Overview:
The mission of RISK ORC is to oversee the effective and efficient functioning of the permanent control framework implemented by Business Lines and Functions, and the measurement and management of operational risks.  RISK ORC serves in an independent oversight capacity as the 2nd line of defense, ensuring that the 1st line of defense (under the responsibility of Operational Permanent Control management), is fulfilling its objectives and requirements.  RISK ORC’s scope covers the corporate and institutional banking activities within North America, and the supporting operational units and transversal functions.
  • Help support the Risk Management Unit (“RMU”) in maintaining and administering the Futures Commission Merchant Risk Management Program (“RMP”) that is required by Commodity Futures Trading Commission Regulation, and provide support to the Operational and Technology Risk Committee (“OTRC”) at the IHC and CIB levels.    
  • Perform regular review of relevant operational risk measures/metrics and assist in the production of monthly and quarterly risk reports outlining applicable risk metrics.
  • Assist with projects related to the enhancement of the RMP and deliverables that arise from the IHC and CIB OTRC.
  • Coordinate annual RMP requirements including: (i) the annual testing of the RMP, (ii) the annual segregation training for applicable personnel, and (iii) annual RMP training for applicable personnel.
  • Organize meeting schedules and agendas.  Maintain meeting minutes, action items, and other records from meetings.  Follow up on action item status.
  • Create the quarterly Risk Exposure Report and ensure timely submission to regulators.
  • Assist in maintaining the team’s applicable SharePoint sites.
  • Assist in responding to regulatory inquires related to the RMP.     
  • Coordinate annual update of CFTC 1.55(k) disclosures.
  • Track the status of all policies and procedures in the RMP.  Coordinate with policy and procedure owners to ensure updates take place prior to expiration.



  • Bachelor’s Degree. 
  • 5 or more years of experience working in banking or other financial institution setting, with a focus on operational risk reporting
  • Banking and Capital Markets products knowledge
  • Banking, Securities and Commodities laws, regulations, and governance
  • Strong analytical and critical thinking skills
  • Strong data management skills
  • Strong interpersonal skills and ability to work across different areas of the business and senior management
  • Ability to conceptualize issues and to provide concrete solutions
  • Excellent written and verbal communication skills
  • Strong analytical and critical thinking skills
  • Proficiency with Microsoft Office products (Word, Excel, PowerPoint)
  • Regulatory background is preferred
  • Futures Commission knowledge / experience is preferred