The bank for a changing world

Compliance Analyst - Mortgage Business Line




United States-Nebraska-Omaha

Job function




What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excellence, encourages creative thinking and respects diversity – an environment where team members are engaged, supportive of one another and enthusiastic about serving our customers. Bank of the West offers the stability of a company that has a 135 year history and is part of BNP Paribas, a European leader in global banking and financial services and one of the 6 strongest banks in the world. We offer opportunities across our diverse business lines – Retail Banking, Commercial Banking, National Finance, and Wealth Management.



Position Summary

Assists with ensuring that the assigned Business Line policies ad procedures align with corporate compliance.  Assists with the coordination of monitoring and tracking for the compliance function at the Business Line level.  Reviews and incorporates new and pending laws and regulations into business practice to ensure compliance with applicable laws and regulations. 


Position Accountabilities

  • Helps review and recommend policies, procedures, and programs to ensure compliance with existing regulations and best practices.
  • Monitors and validates accurate changes to applicable business line related laws and regulations.  Ensures outstanding compliance related findings are properly resolved with business unit(s).
  • Implements reports and tracking tools to measure compliance program initiatives in the assigned business line.
  • Works with Business Line Compliance Officer affected by changing laws, regulations, or policies to ensure that appropriate changes are implemented.
  • Coordinates with Compliance Officer on matters involving customer complaints which may affect the Business Line's compliance with laws and regulations.
  • Creates monitoring  and tracking reports for Compliance Officer and coordinates the distribution to the Business Line and Compliance Manager.
  • Performs other duties as assigned.

Required Education or Equivalent Experience

  • High School Diploma or GED Required
  • Bachelor’s Degree in Business Administration or related field Required


Required Experience

  • Years of functional/professional experience: 3 or more years of related experience
  • Mortgage lending experience preferred


Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law.   Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran.


Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.