Regulatory Compliance Officer
To create and review Compliance’s policies and procedures to align with the prevailing regulations and group policies to be adhered by the Country.
To assist reviewing the policies, reports, product information produced by respective department under the instruction of Head of Regulatory Compliance and/or Country Compliance
To monitor the issuance of new regulations in the website and notify Country Compliance accordingly.
To be a coordinator for Compliance Training and provide the training (if needed)
To produce regulatory reports assigned to him and submit the reports in timely manner
To be Professional Ethics domain experts where separate Letter of Delegation assign.
To handle Letter of Undertaking related tasks
To maintain good relationship with the regulator by means of contact point and entertain the queries their request.
To handle compliance’s administrative task as advised by Head of Regulatory Compliance and/or County Compliance
Other assignments under the direction / acknowledgment of Country Compliance
Strong knowledge of applicable Local regulatory framework and market practices, and its evolutions
General knowledge of applicable Global regulatory frameworks, market practices, and its evolutions
Legal culture and literacy
Strong sense of Ethic