Internal Band: B4
Recruiter: Doug Deyo
At Bank of the West, our people are having a positive impact on the world. We’re investing where we feel we can make the most impact, like advancing diversity and women entrepreneurship programs, financing for more small businesses, and promoting programs for sustainable energy. From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people’s lives, and strengthen communities. We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we’re a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth.
Job Description Summary
Responsible for performing and documenting all
applicable monitoring processes related to the assigned business function(s),
and the reporting, communication and resolution of findings and other issues.
Anticipates and implements changes to the monitoring plans as a result of
changes in the Bank's business environment including regulatory and legal
changes. Partners with internal and external auditors and regulators as
necessary. Analyzes the monitoring methodology and business functions processes
to identify patterns and trends, and communicates with management to ensure
that risks are adequately identified and addressed, and discusses where
processes can be enhanced and streamlined.
Essential Job Functions
- Implements, performs and
documents assigned control reviews; performs and conducts monitoring based
on detailed procedures and processes. Identifies issues, exceptions and
patterns, escalates to management, and works with business unit leadership
on remediation, and formally documents findings and remediation plans.
- Communicates monitoring
results to management and business partners. Prepares and presents written
monitoring report of testing results and recommendations.
- Identifies areas of risk
and makes recommendations on operational improvements, processes for
compliance, quality assurance, quality controls and any additional
training essential to mitigate risk. Seeks ways to assist the Bank in
strengthening controls, remain compliant and improve efficiency.
- Researches and analyzes monitoring
results or issues, training, reads literature in order to become more
knowledgeable about current banking, regulatory and audit issues, and
performs other tasks as necessary to carry out daily responsibilities;
maintains expertise in areas of testing.
- Performs research,
participates in training, and reads literature in order to become more
knowledgeable about current business and issues related to assigned
- Receives and analyzes
monitoring results from testing performed on related controls from
business unit compliance officers.
- Partners with business
unit leadership to review monitoring metrics to find enhancements in
processes, training, procedures and other areas of opportunity.
“While Bank of the West considers all applicants, we will not sponsor candidates for work visas at this time.”
- Requires broad theoretical job knowledge typically
obtained through advanced education.
- Requires 1-3+ years
prior relevant experience.
- High School Diploma or
- Bachelor's Degree
Equal Employment Opportunity Policy
- Thorough knowledge of monitoring
- Thorough knowledge of quality
assurance and/or control processes
- Thorough knowledge of BOTW
transaction processing services
- Thorough knowledge and
ability to analyze procedures, processes and metrics
- Thorough knowledge of
industry relevant software used for analysis
- Analytical and research
- Excellent written and
- Ability to perform
independently with a minimum of supervision
- Good organizational
- Good to presentation
- Excellent PC skills,
including knowledge of MS Word, Excel, Access, and related software
Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran.
Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.
Primary Location: United States-Nebraska-OmahaJob Type: Full-timeJob: Operations