The bank for a changing world

We are looking for

Junior Investment Compliance Analyst

Apply REF: IC/J/L/2019

The Warsaw office was established in 2008 and comprises two business lines: a dynamically growing International Operations Centre (SSC) providing asset and fund services for a number of locations across Europe and local custody & clearing business offering broker-dealers, global custodians and investment banks a full local clearing, settlement and custody solution in Poland.


For activity within BNP Paribas Securities Services in Poland which is an exciting, dynamic and growing operation centre in Warsaw we are looking for candidates who are willing to be a vital part of the expansion in BNP Paribas’ operational scope in Poland


Junior Investment Compliance Analyst


Your responsibilities will include:

  • Carry out compliance operations on the funds in order to ensure that fund’s assets comply with legal and investment policy requirements

  • Perform investment compliance controls using a dedicated IT tool

  • Analyse and document all the reported investment compliance exceptions 

  • Identify and qualify investment compliance breach including the origin of the incident

  • Contribute to the completion and maintenance of operational procedures in Depotbank Compliance scope

  • Participate to internal reporting activities to measure the quality of Depotbank operations

  • Support the integration of the new client’s operational activity

  • Administer the effectiveness of daily operations in your area

  • Guarantee the escalation of problems to head of department / local management

  • Cooperate on the delivery operational service levels agreed with clients, internally and externally

  • Take part in the development of new products and services

  • Comply with regulatory requirements and internal guidelines

  • Cooperate with internal and external audit and operational risk management

We are looking for you, if you have:

  • University degree (Finance, Economics, Law) or equivalent professional experience

  • Basic knowledge of the investment funds industry and securities market (knowledge of the Luxembourgish or German funds legal framework will be considered as an advantage)

  • Fluent working knowledge of English
  • Good knowledge of PC applications (Word, Excel, PowerPoint) and knowledge of financial applications (Bloomberg, etc) would be considered as an advantage

  • Outstanding analytical and problem solving skills

  • Accuracy & attention to details
  • Client focused approach
  • Good stress management

Thank you in advance for sending your application. We kindly inform you we will contact only chosen candidates.


BNP Paribas promotes equality of opportunity and is committed to ensuring that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.

Please attach the below clause to your application:

I hereby give consent for my personal data included in my application to be processed for the purposes of the recruitment process under the Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) introduced into the Polish law with Data Protection Act of 10 May 2018  (Dz. U. 2018 poz.1000 as amended). I acknowledge that I have the right at any time to view, to amend or correct and to request to erase my personal data.

Primary Location: PL-MA-WarsawJob Type: Standard / PermanentJob: OPERATION PROCESSINGEducation Level: Bachelor Degree or equivalent (>= 3 years)Experience Level: At least 2 yearsSchedule: Full-time Behavioural competency: Ability to collaborate / Teamwork, Attention to detail / rigor, Adaptability, Active listening, Proactivity, Client focused, Ability to share / pass on knowledge, Ability to synthetize / simplify, Creativity & Innovation / Problem solving, Communication skills - oral & writtenTransversal competency: Analytical Ability