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We are looking for

Due Diligence Clerk/Officer

Apply REF: CLI000619

Job Description:

KYC/Account documentation validation

-     Perform 1st level control of the customer due diligence for new onboarding clients

-     checking of KYC/Account opening documents as well as account  amendment , closure strictly in compliance with the internal/regulatory procedure/guidelines

-        conducting KYC review

-     Proactively follow-up on any irregularities/exceptions found in the process of KYC/Account opening and escalate to management on a timely basis for a smooth resolve

-     Raise and process KYC requests in MAOS/GCARS

-        maintaining the Access KYC database

-        safekeeping of the KYC/account opening documents

-     implement/participate various internal and external projects/exercises from time to time and RMB account annual inspection

-        receiving/resolving enquiries raised by the business line with respect to KYC/ client onboarding issues

Signature Verification on Cash Management Legal documentation

-       conduct signature verification/safekeeping of legal documents for Cash Management and safekeeping of original legal documents for Fixed Income


Job Requirement:

- Strong analytical and presentation skill in process of due diligence on clients

- Strong Operational and administrative skills

- Sound PC skills including proficiency in Microsoft Excel

- Good communication / interpersonal skills and strong team spirit

- Proactive, self-disciplined, self-motivated with ability to work effectively under pressure

- Ability to think independently and to solve problems

- Good command of both written and spoken English and Chinese

-           University graduate or above

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Primary Location: CN-31-ShanghaiJob Type: Standard / PermanentJob: OPERATION PROCESSINGEducation Level: Bachelor Degree or equivalent (>= 3 years)Experience Level: At least 5 years Behavioural competency: Client focusedTransversal competency: Analytical Ability