COMPLIANCE OFFICER  (full-time)

The Compliance Officer directs the compliance function within BNP Paribas Securities Services NL (BP2S) and reports directly to the Compliance Head of Territory NL hierarchically. You assist and advise the management in setting up the integrity framework of business operations and managing internal and external compliance risks. The compliance function advises on the implementation of laws and regulations in policies and procedures, monitors compliance with them and is involved in the preparation and provision of internal compliance training, all in order to ensure integrity of the management and prevention of reputational damage of the organization and the BNP Paribas Group as a whole.

Key tasks in this role

  • To be the primary point of contact for all Compliance topics for BP2S and to coordinate within the Compliance team with the Domain leads and to report to the Head of Compliance and other stakeholders.
  • You make an important contribution to the development, implementation and monitoring and control of the compliance policies of BNP Paribas Securities Services NL
  • You translate compliance policies into operational procedures and measures
  • You work closely with the management of BNP Paribas Securities Services NL to further control compliance risks
  • You identify and advise on the measures to be taken under new laws and regulations
  • You stimulate awareness in the company for reputation and integrity risks and consequences of external laws and regulations on business operations
  • You evaluate individual applications/transactions on compliance
  • You facilitate Business departments "as business-enabler"- without losing the independent and critical look
  • You report internally on compliance activities and compliance with applicable rules to the management
  • You carry out a special investigation into compliance with rules within the organization.

BNP Paribas in the Netherlands

Local & international

With over 1,200 employees, BNP Paribas is one of the largest international banks in the Netherlands. We are the largest European bank and have a wide range of high-quality financial products and services for both private and business customers. BNP Paribas has branches in 68 countries and is therefore strongly represented both internationally and regionally. We combine our global expertise with knowledge of the local market. BNP Paribas Securities Services is a wholly-owned subsidiary of the BNP Paribas Group and one of the highest-rated asset servicing banks in the industry. With a local presence in 34 countries across five continents and a global custody network covering over 100 markets, BNP Paribas Securities Services assists her clients around the world and offers them a unified service range of all asset classes.”

We offer

  • A challenging job within an ambitious and dynamic organization in a young and diverse team of approx. 9 members.
  • A market-conform salary, including a 13th month and bonus scheme, in accordance with training and relevant work experience
  • Good secondary working conditions, including a market-conform pension, 28 days of holiday (in full-time) and the possibility of receiving training.

Your competencies

  • You're analytical and you can be independent in relation to management and you are able to give an independent opinion/judgment, also in difficult situations, in which for example major commercial interests play a role.
  • You are able to maintain relations with stakeholders and you are able to create support at all levels within the organization without losing your independence.
  • You are a strong communicator and able to report and advise orally and in writing clearly, correctly and effectively, both in Dutch and in English.

Requirements

  • Relevant academic/HBO training (legal, organizational or training in a similar relevant field)
  • Minimum 2 years of demonstrable relevant work experience (preferably as Compliance Professional) in the financial sector and preferably for a custodian bank, an asset manager or supervisory authority.
  • You know the relevant laws and regulations, including the Wwft, Sanction Act, MIFID, AIFMD and UCITS or are able and willing to familiarize yourself with them.

Primary Location: NL-NH-Amsterdam
Job: COMPLIANCE AND STANDING CONTROL
Job Type: Permanent
Schedule: Full-time

Primary Location
NL-NH-Amsterdam
Job Type
Standard / Permanent
Job
PERMANENT CONTROL
Schedule
Part-time
Reference
NL CIB 676


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Why should I apply?

Basically, why would you want to join BNP Paribas over any other company?

BECAUSE YOU'RE THE KIND OF PERSON WHO WANTS...

  • What if we told you that working in our Group may not be quite what you think? BNP Paribas business lines and careers are constantly evolving to meet the expectations of our clients and society as a whole.

  • Feeling good about your job means bringing your whole self to work and being who you are. It’s also about having the resources you need to achieve a healthy work-life balance. Both of these are major commitments at BNP Paribas.

  • At BNP Paribas, developing your skills is as important to us as it is to you. And the skills you learn with us will help you through the rest of your working life.

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