Client Management - Due Diligence Officer
Reference
CLI000812
Job type
Permanent
Job Function
Compliance/ Compliance and permanent control
Location
Taipei, Taiwan
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Account document formality checking
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Follow CIB KYC guidelines to perform KYC Due Diligence checking mainly for KYC recertification in due course
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Compliance with Financial Security Control to timely perform system input/ update and data quality control
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Clearance and processing of system alerts in line with group requirements
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Full implementation of FATCA classification
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Safekeeping of Client files/legal documents
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Client signature card maintenance
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JCIC checking
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Static Data Maintenance for client account open / amendment / cancel in System
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Regular System checking/ static data mapping to ensure the data quality and consistency
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RMPM data maintenance
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Facility letter preparation for line customers
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Monthly KPI/KRI control report update/ preparations
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Compliance with regulatory requirements and internal Client Management guidelines
- Bachelor degree or above.
- Chinese Mandarin in reading and speaking.
Primary Location: TW-TPE-TaipeiJob Type: Standard / PermanentJob: COMPLIANCE AND PERMANENT CONTROLEducation Level: Bachelor Degree or equivalent (>= 3 years)Experience Level: At least 3 years
Behavioural competency: Ability to collaborate / Teamwork, Attention to detail / rigor, Adaptability, Proactivity, Communication skills - oral & written, Client focused, Ability to share / pass on knowledge, Ability to deliver / Results drivenTransversal competency: Ability to understand, explain and support change, Ability to manage a project, Ability to manage / facilitate a meeting, seminar, committee, training…, Ability to anticipate business / strategic evolution, Ability to develop and leverage networks, Ability to develop and adapt a process