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Vice President - Regulatory Examinations Specialist

Horaires Temps plein
Niveau d'expérience 6 à 10 ans
Niveau d'études Niveau BAC+2/3
Postuler REF: COR001456

Business Overview:

Supervisory Relations is one of three connected teams within the Regulatory Strategy & Policy function for BNPP’s Intermediate Holding Company (“IHC”) and Wholesale operations in the U.S.  Supervisory Relations acts as a liaison with the bank’s U.S. regulators to promote effective relationships and to ensure a consistent, cohesive, and strategic approach to interactions with supervisors.  Supervisory Relations coordinates regulatory engagements, oversees regulatory exams and reviews, and supports management in identifying and responding to key themes in supervisory activities.  The Supervisory Relations team works closely with other teams within Regulatory Strategy & Policy, and with executive management, business lines, and control functions (including Compliance, Finance, Risk and Legal).  The team also coordinates with teams at Bank of the West.


BNPP is looking for a highly motivated, self-directed individual to join the Supervisory Relations team.  The Regulatory Examinations Specialist will be responsible for managing regulatory examinations and continuous monitoring for BNPP’s U.S. banking regulators for the IHC and wholesale operations.  Essential duties and responsibilities include:

  • Serve as regulatory liaison coordinating interactions with BNPP’s U.S. banking regulators.
  • Support management of BNPP’s regulatory relationships through advising regional and business management on regulatory inquiries and examinations.
  • Manage meetings between BNPP subject matter experts and regulators including scheduling/coordinating meetings, preparing management for meetings, recording key issues and outcomes, and ensuring actions are addressed promptly.
  • Review document requests and preview with examiners to define focus of discovery.
  • Handle overall exam logistics and action plans, which includes tracking deliverables, action items and ensuring timely and complete submissions.
  • Maintain frequent communications with regulators on supervisory expectations.  Escalate to management and relevant business units on potential issues to ensure prompt attention and resolution.
  • Coordinate with relevant parties within the firm to respond to findings/close-out letters.  Follow up with relevant parties regarding the resolution of findings resulting from regulatory examinations with a view to improve future examination results.
  • Provide ongoing analysis of supervisory issues related to coverage areas.


  • 7 – 10 years of relevant industry experience, preferably in a business function, control function or regulatory relations role.

  • Excellent analytical, verbal and written communication skills.

  • Strong project management skills; high proficiency in Excel and PowerPoint a plus.

  • Understanding of financial markets and regulatory requirements for banking businesses. Knowledge of operational risk management and/or information technology topics is highly desirable.

  • Attention to detail and ability to manage multiple priorities, complete work accurately and in a timely manner against strict deadlines.

  • Ability to work both independently and collaboratively with members of the management team and other colleagues across the bank
  • Desired: Graduate business degree or J.D.
FINRA Registrations:
  • Not Applicable

BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to race, color, gender, age, creed, sex, religion, national origin, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status.

Primary Location: US-NY-New YorkJob Type: Standard / PermanentJob: COMPLIANCEEducation Level: Bachelor Degree or equivalent (>= 3 years)Experience Level: At least 7 yearsSchedule: Full-time Behavioural competency: Attention to detail / rigorTransversal competency: Analytical AbilityReference: COR001456