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Advisory Compliance Officer

Horaires Temps plein
Marque BNP Paribas
Niveau d'études Niveau BAC+2/3
Postuler REF: COM002143

Bank Overview
BNP Paribas has a presence in 72 countries with more than 200,000 employees, including 154,000 in Europe. It ranks highly in its two core activities: Retail Banking & Services and Corporate & Institutional Banking (CIB).
BNP Paribas Corporate & Institutional Bank is a leading European investment bank with global leadership in many of our businesses. With nearly 30,000 employees in over 57 countries, CIB can offer you an exciting and truly global career.
At BNP Paribas CIB, we work continuously on behalf of our clients, helping them to realise their projects around the world. You can be an important part of this, helping us to serve our clients both in mature and emerging markets, providing them with financial solutions across a diverse range of expertise, products and services. Our origins lie in Europe but nearly a quarter of our employees now work in our multi-award-winning Asia Pacific offices and we are a committed player in all markets.
Strong risk management, combined with the stability that comes from being part of one of the largest banking groups in the world, underpin our success. Joining us, you’ll become an integral part of a dynamic team that spans nationalities, cultures and backgrounds, drawing together people from around the globe and reflecting our commitment to international placements.

Department Overview
Compliance is an independent Function responsible for providing specialist support to Senior Management in managing Compliance risks, typically acting as a Second Level of Defence for Compliance-owned risks, including Market Integrity, Protection of Interest of Clients, Financial Security and Professional Ethics.
Financial Markets Compliance is global team and part of Compliance CIB.

Purpose & Scope of Role
This role is based in London covering G10 Rates, GMAT and ALMT activity in London.  We also are responsible coverage of the G10R business in other locations across EMEA and work with local Compliance to achieve this.  

Financial Markets Compliance Advisory provide clear advice and challenge to Global Markets and ALM Treasury while reinforcing a strong Compliance Permanent Control and Risk culture. Markets Advisory provide compliance input in relation to Global Markets businesses and ensure implementation and management of relevant regulations and global policies. 
There are four main themes:
Advisory – advising the business on Compliance topics for day to day queries, participating in relevant approval and governance committees regarding transactions, businesses or regulatory topics
Training & Awareness – Designing and delivering training on relevant rules and regulations applicable to the Global Markets businesses and undertaking regular induction and refresher training
Regulatory – Being knowledgeable about regulations that impact the business and implementing measures to ensure adherence. Providing input into policies and procedures. Interfacing with regulators
Risk & Controls – reviewing and challenging the business on the adequacy of risk controls, providing markets expertise in the Risk Assessment, independent testing, control plan and IG review processes

Key Responsibilities of Role

  • Produce detailed and high quality output (ie Compliance advice, reports, project documentation, training material, policies/procedures)
  • Manage confidential and sensitive information
  • Provide Compliance input on ad-hoc Business or Regulatory topics 
  • Coordinate or assist in driving Compliance topics and provide Compliance colleagues and 3LOD with Business context (Risk Assessment, Control Plan, IG reviews)
  • Provide Compliance training to the Business where required and help design training on rules, regulations or best practices, in coordination with 1LOD and other Compliance teams
  • Provide input into drafting of and maintenance of Compliance Policies and Procedures to guide the Business and meet regulatory requirements
  • Challenge the Business and Functions on the adequacy and effectiveness of their risk controls and supervisory framework
  • Develop good working relationships with the business members, ensuring they understand the rules, regulations, policies and procedures so they are able to manage their risks
  • Endeavour to understand the Business strategy and identify potential risks proactively and positively to protect the bank
  • Provide management information and reports within the timeframe requested in order to support the Global Head of Markets Compliance in her management reporting requirements

Experience, Qualifications & Competencies

  • Excellent presentation skills (both written and verbal) and experience of dealing with Senior stakeholders
  • Knowledge of UK and EU regulatory rules and their practical application to a commercial business
  • Sound knowledge of products and market practices in the relevant Global Markets businesses
  • Experience of trading floor environment coupled with first class communication skills to interact with Front Office personnel and management and project credibility
  • Sound judgement and ability to deal with high pressure situations
  • Ability to manage varied workloads, prioritise work and meet deadlines
  • Strong analytical and presentational/communication skills (both written and verbal) and knowledge of Word, PowerPoint and Excel
  • Strong team player, works collaboratively with the Markets Compliance and other Compliance teams globally to actively promote a “One Compliance” voice to the Business and stakeholders
Primary Location: GB-ENG-LondonJob Type: Standard / PermanentJob: COMPLIANCEEducation Level: Bachelor Degree or equivalent (>= 3 years)Schedule: Full-time Reference: COM002143