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Vice President– Head of US KYC Due Diligence

Type de contrat

Standard / Permanent

Localisation

US-NY-New York

Métier / fonction

OPERATION PROCESSING

Réference

ITO000396

Business Overview:
Within Client Management of BNP Paribas, the Global Client On-Boarding team’s objective is to function as the primary interface for coordinating all incoming new client on-boarding’s. The team goal will be to ensure an efficient, global and consistent first class service to all new clients.
 
This team is responsible for coordinating the prioritization of CIB on-boarding’s with execution and implementation of the KYC (Collect, analysis, conformity).
 
The team operates on a worldwide level and must collaborate as “one team” to ensure a customer-centric responsive and effective cutting edge global on-boarding service. This team will operate closely with major functions as well as “Métiers” sales head (i.e. Corporate Banking / Capital Markets) and business managers. Ultimately, the Team is responsible for the overall on-boarding client satisfaction and ensuring KYC / AML controls are in place for each onboarding.
 
Responsibilities:
The Head of US KYC Due Diligence will working and manage a team of over 25 individuals o facilitate and provide a complete transversal new client KYC for CIB. Producing client risk assessments, client profiles, due diligence analyses and awarding a risk rating where appropriate. Also, providing feedback and escalating issues to the appropriate support functions; the Front Office and the Americas Due Diligence Head.
 
Job Requirement:
  • Demonstrate awareness of the USA patriotic Act, the JMLSG UK Guidance notes for the prevention of money laundering
  • and the 3rd European Money Laundering Directive
  • Understand the principles of Corporate Banking / Capital Markets and be familiar with CIB products
  • Aware of various types of trading entities – hedge funds, SPVs, corporates, limited, private and public companies, holding companies, trust’s etc.
  • Ability to manage ad hoc projects
  • Must have strong KYC knowledge in order to identify possible risks
Responsibilities:
  • Responsible for conducting 1 on 1 peer reviews
  • Responsible for performing a sample Quality Control checks of KYC / AML documents in accordance with current procedures
  • Responsible for overseeing individuals and processes within remit (Individual should have the ability to proactively identify control gaps and independently lead solutions)
  • Ensure the day to day production is timely completed by their team
  • Ability to multitask various projects and see them through to completion
Implementation and Process:
  • Ensure our process is consistent globally but adapted to local rules
  • Contribute to the implementation and controls for daily processes and update of procedures
Team Spirit:
  • Work within a team – with an adaptable flexible approach and coordinate with team members and with the different platforms across the world
Communication:
Liaise regularly with clients, compliance, other support functions including internally within the Global Client On-boarding team, due diligence Managers and local Business officers
  • Bachelor’s degree in Finance, Economics or other related field of study.
  • 7 - 10 years financial experience, with a focus in the KYC operations space. 
  • Experience conducting peer reviews
  • Experience overseeing at least 15 individuals
  • Strong Knowledge of the due diligence and 3rd EU money laundering requirements
  • Excellent verbal, presentation and written communication skills
  • Ability to think globally / independently
  • Strong appetite for organization
  • Possess project management skills
  • Ability to multi-task
  • Ability to follow an issue through to its conclusion
FINRA Registrations: N/A
 
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