La banque d'un monde qui change

Compliance Officer - Wealth Management Surveillance

Type de contrat

Standard / Permanent



Métier / fonction




Position Purpose
  • Serve as a Senior AML Surveillance Analyst


  • Investigate and assess alerts for potential money laundering risks in the Bank.
  • Ensure efficient identification and monitoring of suspicious activities and transactions.
  • Ensure timely, efficient reporting of suspicious transactions
  • Maintain a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practice, criminal typologies and developing trends.
  • Assist in identifying systemic procedural weaknesses and additional training requirements for the Bank.
  • As an AML subject matter expert provide direction and guidance to employees on appropriate remediation action for high risk accounts.
  • Timely execution of instructions
  • Assist with money laundering related queries/questionnaires received from Corresponding Bank such as BNPPNY
  • Investigate, review and resolve AML related and economic sanction related alerts
  • Ensure proper investigation of suspicious transactions or money laundering alerts.
  • Assist with AML Compliance Training especially on identification and reporting of suspicious transactions.
  • Assist in the development of in-person AML/Economic Sanctions Compliance Training for new employees
  • Prepare weekly, bi-weekly, monthly and quarterly reports or as necessary
  • Obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transaction identified and reported to the CAS in line with the local requirements
  • To participle in ad-hoc projects, tool development projects as well as in the drafting of procedures when in relation to the monitoring of transactions,
  • Participate in the ongoing developments related to Norkom (parameters, processes, etc) and Safewatch in liaison with the MOA and Head Office.
  • Provide support on projects pursuant to management requests or necessitated by events such as local & global internal audits and periodic inspections by the regulatory authorities.

Technical and Behavioral Competencies required
  • Adhering to principles & values
  • Applying Expertise and Technology
  • Analyzing
  • Learning & Researching
  • Planning and Organising

Experience and Qualifications required

  • University Graduate
  • Minimum 6-8 years’ relevant Compliance experience some of which must be within a Financial Institution
  • Ideally have prior experience in Wealth Management Transaction Surveillance