La banque d'un monde qui change

Compliance officer

Type de contrat

Standard / Permanent



Métier / fonction




Duties & Responsibilities

Communication Monitoring on research analysts:

- Monitoring of research staff communication, confirmation with analysts on fact findings, and preparing investigation reports
- Supporting policies and procedures related to communication monitoring
- Control Self-Assessment (look back review for what we have done)
- Other areas of business might be added later
- Communication related controls (e.g. live chat monitoring)

Other admin tasks (meeting setup, schedule maintenance, training setup, etc.) 

Work based competencies required

- Accounting knowledge and working experience preferably
- The Official Business Skills Test in Bookkeeping 2nd grade
- Fluency in Japanese and English at the level of at least reading Japanese laws and regulations in Japanese
- Better to have compliance or internal control background 

Behavioral competencies required


- Good communication skills and analytical skills, results-oriented with a positive outlook
- Precise data handling
- Patient