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Head of Investment Compliance Depositary

Type de contrat



DE-HE-Frankfurt am Main



Métier / fonction


Postuler REF: DEU001989
BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 74 countries, with more than 190,000 employees, including more than 146,000 in Europe. The BNP Paribas Group has been active in Germany since 1947 and has successfully positioned itself on the market with thirteen companies. Private customers, companies and institutions are looked after by roughly 5,000 employees in all relevant economic regions all over the country. The wide-ranging products and services offered by BNP Paribas are almost identical to that of an universal bank.

For our Securities Services branch in Frankfurt am Main we are looking for a 


Head of Investment Compliance Depositary 


Your responsibilities:
  • ensure operational flexibility and effectiveness for adapting to changing volumes and requirements
  • Follow up of any relevant regulatory changes and adjust operating model if required
  • close co‐operation with the Head of Operations (e.g. management of Human Resources, escalation of problems)
  • maintain and further develop a client focus within the team
  • develop an operational approach based on enhancing the profitability of the business while managing and reducing the operational risk resulting from our activities, i.e. through productivity measures and key risk indicators
  • support within the sales and relationship management when needed, i.e. contribute to sales process and definition/implementation of new products by representing Investment Compliance activity in client and internal discussions and workshops.
  • manage the integration of the new client’s operational activity and guarantee the Service levels
  • Monitor Services of HUBS and perform Service reviews
  • University degree in business economics, engineering or equivalent business expertise
  • Established experience within the financial industry and detailed knowledge of German fund and securities market
  • Ability to analyse and follow up on regulatory requirements
  • Ability and experience to manage staff teams: Training, motivation and development
  • Knowledge of operational tasks and duties of a Custodian/ Depositary
  • Awareness and management experience of operational risk
  • Knowledge of PC Applications ﴾Word, Excel, PowerPoint etc.﴿
  • Very good German and English language skills ﴾fluent﴿
Do you recognize yourself in this profile and are you looking for an exciting challenge in an international environment? We are looking forward to receiving your application.






Primary Location: DE-HE-Frankfurt am Main Job Type: Festanstellung Job: OPERATION PROCESSING Education Level: Akademischer Abschluss Experience Level: Mindestens 5 Jahre Schedule: Vollzeit
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